October 25, 2023 - Since the implementation of the Securities and Exchange Commission's Whistleblower Program under Section 922 of the Dodd-Frank Act in 2011, the SEC has awarded over $1 billion to ...

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The U.S. Securities and Exchange Commission (SEC) has filed a lawsuit against Consensys, alleging significant violations of federal securities laws. The SEC claims that Consensys failed to register as ...

On December 20, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges issued against one registered investment adviser and two private companies for failing to file ...

The complaint brings one claim against Musk, alleging he violated federal securities law by failing to properly disclose that as of March 14, 2022, he owned more than 5% of Twitter's outstanding ...

The SEC’s September 17, 2024, actions signal its commitment to penalize non-compliance, while encouraging market participants to self-report violations. On September 17, 2024, the US Securities and ...

The U.S. Securities & Exchange Commission has filed charges against an Orcutt financial adviser accused of defrauding nine victims of more than $2 million. The legal action occurred days before the ...

MGM Resorts and Caesars Entertainment have both filed required disclosures of cyber incidents to the Security and Exchange Commission (SEC) following ransomware attacks on their casino empires. The ...

The Securities and Exchange Commission has filed charges against CryptoFX LLC, alleging a $300 million crypto Ponzi scam. The SEC states that 17 individuals have been charged in a plot based in Texas ...

The United States Securities and Exchange Commission (SEC) has ordered Tesla CEO Elon Musk to testify in court as part of an ongoing investigation into his purchase of social media company Twitter, ...